Full text of NATALLIANCE SECURITIES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Notes to Financial Statements December 31, 2021 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |-----------------------------------------------------------------------------------------------------------------------| | SEC FILE NUMBER | | | (PCAOB Registration Number, if applicable) UNITED STATI SECURITIES AND EXCHANG Washington, D.C. > ANNUAL REP FORM X-17 PART III > > FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | | NatAlliance Securities, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | [] Security-based swap dealer _ _ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Ste 800<br>111 Congress Ave | | | | | | (No. and Street) | | | | Austin | | | 78701 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Fred Bush | 512-609-1735 | | fbush@natalliance.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cherry Bekaert LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | onn s 10th St Sta and | Dichmond | VA | 07660 | | (1900) - 11 (100) (100) - 100 (1000 (1000) 2000 (10000) 2001/2) | | | | |-----------------------------------------------------------------|----------|---------|------------| | 200 S. 10th St. Ste.900 | Richmond | VA | 23219 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 677 | | (Date of Registration with PCAOB)(if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on a…Read the full text as markdown