Full text of STONECREST CAPITAL MARKETS, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31 , 2023 | | Estimated average burden | | hours per response: 12 | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | | | | | | | |-----------------|--|--|--|--|--|--|--|--| |-----------------|--|--|--|--|--|--|--|--| 8-48754 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Fl LING FOR THE PERIOD BEGIN NING | __<br>___<br>_ 0 1/""""0 1_/2_1 | AND ENDING ---""'1""'2/ 3=1,/2=1.___ | | |---------------------------------------------------------------------------|--------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/00/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Stonecrest Capital Markets, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0 Broker-dealer<br>0 Security-based swap dealer | | 0 Major security-based swap participant | | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | . 6th Street, Suite 1520<br>300 W | | | | | | (No. and Street) | | | | Austin | TX | | 78701 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Brent Hippert | {704) 375-2966 | | brent@bdexpert.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Rubio CPA, PC | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | | | | | Georgia | 30339 | | 2727 Paces Ferry Rd SE, STE 2-1680 | Atlanta | | | | (Address) | (City) | (Sltate) | (Zip Code) | | | | | | | | | 3514 | (PCAOB Registration Number, if applicable) | | 05/05/2009<br>(Date of ReRistration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a c…Read the full text as markdown