STONECREST CAPITAL MARKETS, INC. X-17A-5 (2025-04-01) — Broker-dealer annual report

Full text of STONECREST CAPITAL MARKETS, INC.'s X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48754 | | FACING PAGE | | |------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | 12131 f2024<br>AND ENDING | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: | Stonecrest Capital Markets, Inc. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>□<br>Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 300 W 6th Street, Suite 1520 | | | | | (No. and Street) | | | Austin | TX | 78701 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | John Randolph | 512-275-6515 | jrandolph@stonecrestpartners.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Assurance Dimensions | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | 3111 N. University Drive, Suite 621 Coral Springs | | FL | 33065 | | (Address) | (City) | (State) | (Zip Code) | | 04/13/2010 | | 5036 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii}, if…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)