Full text of STONECREST CAPITAL MARKETS, INC.'s X-17A-5 filed 2023-04-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST ATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------------------------------------------------------------------------------------------|----------------------------------|--| | | | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-48754 | | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING 01/01 /22 | | | | AND ENDING 12/31 /22 | | | | | | MM/DD/VY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Stonecrest Capital Markets, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 300 W. 6th Street, Suite 1520 | | | | | | | | | | {No. and Street) | | | | | | Austin | | TX | | | 78701 | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | John Randolph | | (512) 275 -<br>6515 | | | jrandolph@stonecrestpartners.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | | GA | | 30326 | | | {Address) | | (City) | (State) | (Zip Code) | | | | 05/05/09<br>~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~- | | | 3514 | | , | | | {Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONL V | | {PCAOB Registration Number, if apolicable) | | | | • Claims for exemption from the requirement that the annua…Read the full text as markdown