Full text of SENTINEL BROKERS COMPANY, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ \ INITl~l)STA n :s **~a-:n** l)Ul'tt:SAND EX( "IIAN(;l<'.cOMMISSION **WRshlngton, D.C 20~49** -~\_OMB APP,~OVAL -J 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response .. \_. ... 12.00 SEC FILE NUMBER e-49005 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required of Urokers and Dealers Pursuant to** Section 17 of the **Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | | ------<br>RE'PORT \:OR THE PERIOD BEGINNING 01/01/2021<br>AND ENDING 12/31/2021 | | -- | | |--------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-----------------------|------------------------------------------------|--| | | MM/DO/VY | | -<br>-<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | ·AME OF BROKER-DEALER: Sentinel Brokers Company, Inc.<br>ADDRESS OF PR,INCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | 102 Xanadu Place | | | | | | | (No. and Street) | | | | | Jupiter | FL | | 33477 | | | tCII~ ) | (Stale) | | (Zip Code) | | | Jose?l)Lawless<br>I, DEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>Assurance Dimensions | B. ACCOUNT ANT IDENTIFICATION<br>{Name - if individual. state last, | first, middle name) | 561-406-2242<br>(Area Code - Telephone Number) | | | 2000 Banks Road #218 | Margate | FL | 33063 | | | (Address} | {City) | (State) | (Zip Code) | | | CHECK ONE:<br>certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | FOR OFFICIAL USE ONLY | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant muJt be supported by a s/alement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5{e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I. Joseph Lawless | , swear (or affirm) that, to the best of | |-------------------------------------------------------------------------…Read the full text as markdown