Full text of SENTINEL BROKERS COMPANY, INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-49005 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1 /Q 1 /2023** MM/00/YY AND ENDING **12/31/2023** MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Sentinel Brokers Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 102 Xanadu Place | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|------------------------------|--------------------------------------------|--| | Jupiter | | FL | | 33477 | | | {City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joseph Lawless | 561-406-2242 | | jlawless@sentinelbrokers.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | B. ACCOUNTANT IDENTIFICATION | | | | | Assurance Dimensions | | (Name - If Individual, state last, first, and middle name) | | | | | 2000 Banks Road #218 | | Margate | FL | 33063 | | | 04/13/2010 | | (City) | (State)<br>5036 | (Zip Code) | | | r"<br>(Address)<br>of R,g;,t,atioo w;th PCAOB)(;f appUcable) FOR OFFICIAL USE ONL y | | | | (PCAOB Regl,t,atioo N•mbe,, ;f applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Joseph Lawless swear (or affirm) that, to the best of my know…Read the full text as markdown