Full text of SENTINEL BROKERS COMPANY, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UN ITED STATES SECURITIES AN D EXCHAN GE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL **0MB** Number: 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-49005 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act *af* 1934 FI LING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31/2022** MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Sentinel Brokers Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): l!l Broker-dealer Security-based swap dealer Check *here* if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 102 Xanadu Place | | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|------------------------------|-----------------|--| | Jupiter | | FL | | 33477 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joseph Lawless<br>561-406-2242 | | | jlawless@sentinelbrokers.com | | | | (Name) | | (Area Code- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Assurance Dimensions | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2000 Banks Road #218 | | Margate | FL | 33063 | | | (Address)<br>04/13/2010 | | (City) | (State)<br>5036 | (Zip Code) | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be. covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. see 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## OATH **OR AFFIRMATION** | I, Joseph Lawless | | | | • swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------…Read the full text as markdown