Full text of HANCOCK WHITNEY INVESTMENT SERVICES INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | | | | | |---------------------------|--|--|--|--|--| | OMB Number: 3235-0123 | | | | | | | Expires: Oct. 31, 2023 | | | | | | | Estimated average burden | | | | | | | hours per response:<br>12 | | | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/21 | AND ENDING | | 12/31/21 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-----------------------------------|-----------------|------------|--|--| | | MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | Hancock Whitney Investment Services, Inc.<br>NAME OF FIRM: | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer __ _ Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | Hancock Whitney Center 701 Poydras Street, Suite 3100 | | | | | | | | | | | (No. and Street) | | | | | | | New Orleans | | LA | | | 70139 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Ronald J. DeBlanc | 504-729-1147 | | ronald.deblanc@hancockwhitney.com | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers,LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 909 Poydras Street | | New Orleans | LA | | 70112 | | | | (Address) | | (City) | (State) | | (Zip Code) | | | | 10/20/03 | | | 0238 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CD 910 17- FlaV11Vil if annlicable | | | | | | | | {1}-----------------------------…Read the full text as markdown