HANCOCK WHITNEY INVESTMENT SERVICES INC. X-17A-5/A (2023-02-27) — Broker-dealer annual report

Full text of HANCOCK WHITNEY INVESTMENT SERVICES INC.'s X-17A-5/A filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Hancock Whitney Investment Services, Inc.** **(A wholly-owned subsidiary of Hancock Whitney Corporation) Financial Statements and Supplemental Schedules pursuant to Rule 17a-5 of the Securities Exchange Act** **December 31, 2022** {1}------------------------------------------------ | 100 million for any to commended to the sent | |----------------------------------------------| | | | SEC FILE NUMBER | | V VVVVVVVVV | | | (No. and Street) | | | | | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------|--|--| | New Orleans | LA | | 70139 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anita Schexnayder | 504-729-2978<br>anita.schexnayder@hancockwhityney.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | B. Accountant Identification | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 901 Poydras Street | New Orleans | I A | 70112 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/03 | | 0238 | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | | Page | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statements | | | Statement of Financial Condition 2 | | | Statement of Income 3 | | | Statement of Stockholder's Equity 4 | | | Statement of Changes in Liabilities Subordinated to Claims of General Creditors 5 | | | Statement of Cash Flows 6 | | | Notes to Financial Statements 7 | | | Supplemental Schedules | | | Schedule I - Computation of Net Capital Pursuant to<br>Rule 15c3-1 Under the Securities Exchange Act of 193415 | | | Schedule II - Computation for Determination of Reserve Requirements and Information Related to<br>Possession or Control Requirements Pursuant to Rule 15c3-3 of the Securities Exchange<br>Act of 1934 16 | | {4}----------------…

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