Full text of HANCOCK WHITNEY INVESTMENT SERVICES INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Hancock Whitney Investment Services, Inc.** **(A wholly-owned subsidiary of Hancock Whitney Corporation) Financial Statements and Supplemental Schedules pursuant to Rule 17a-5 of the Securities Exchange Act** **December 31, 2023** {1}------------------------------------------------ {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | | Page | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm1 | | | Financial Statements | | | Statement of Financial Condition 2 | | | Statement of Income3 | | | Statement of Stockholder's Equity4 | | | Statement of Changes in Liabilities Subordinated to Claims of General Creditors5 | | | Statement of Cash Flows 6 | | | Notes to Financial Statements 7 | | | Supplemental Schedules | | | Schedule I - Computation of Net Capital Pursuant to<br>Rule 15c3-1 Under the Securities Exchange Act of 193414 | | | Schedule II - Computation for Determination of Reserve Requirements and Information Related to<br>Possession or Control Requirements Pursuant to Rule 15c3-3 of the Securities Exchange<br>Act of 193415 | | {4}------------------------------------------------  # Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholder of Hancock Whitney Investment Services, Inc. #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Hancock Whitney Investment Services, Inc. (the "Company") as of December 31, 2023, and the related statements of income, of stockholder's equity, of changes in liabilities subordinated to claims of general creditors and of cash flows for the year then ended, including the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2023, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion These financial statements are the responsibility of…Read the full text as markdown