Full text of CHATSWORTH SECURITIES LLC's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CHATSWORTH SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2018 **PUBLIC** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-49199 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 01/01/2018<br>AND ENDING 12/31/2018 | | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|-------------------|-----------------------------------|--| | | MM/DD/YY | | ---------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Chatsworth Securities LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM J.D. NO. | | | 95 East Putnam Avenue | | | | | | | (No. and Street) | | | | | Greenwich | CT | | 06830 | | | (City) | (State) | | (Zip Code) | | | David Barnett | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (212) 490-3113 | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ohab and Company, P .A. | | | | | | | (Name- if individual, state last, first, middle name) | | | | | | 100 E. Sybelia Avenue, Suite 130 Maitland | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | j.{ I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {2…Read the full text as markdown