Full text of CHATSWORTH SECURITIES LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CHATSWORTH SECURITIES LLC FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **PART** Ill SEC FILE NUMBER 8-49199 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ---'0"""'1_/0'--1'-/2"""'2'-'----- | | | AND ENDING __ 1=2~/3~1~/=22=----- | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | CHATSWORTH SECURITIES, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 95 EAST PUTNAM AVENUE | | | | | | | (No. and Street) | | | | | GREENWICH | CT | | 06830 | | | (City) | {State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | DAVID BARNETT | (212)490-3113 | | dbarnett@fulviollp.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB & COMPANY P.A | | | | | | | (Name - if individual, state last, first, and m iddle name) | | | | | 100 EAST SYBELIA AVENUE, SUITE# 130 | MAITLAND | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/28/2004 | | | 1839 | | | l"<br>of RegfstrnUoo with PCAOB)lff applkableJ | | | (PCAOB Regfstcatfoo Nombec, ff applfcableJ | | | | FOR OFFICIAL USE ONLY | | I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to th…Read the full text as markdown