Full text of CHATSWORTH SECURITIES LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CHATWORTH SECURITIES LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 **PUBLIC** {1}------------------------------------------------ **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-49199 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING -"----'--'-"--'-'---=-'------ 01/01/21 AND ENDING \_ \_.:\_.:::e,\_\_\_::::....:...:c=cc\_\_ 12/31/21 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: CHATSWORTH SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): [!I Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 95 EAST PUTNAM AVENUE (No. and Street) GREENWICH CT (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING DAVID BARNETT (212)490-3113 (Name) (Area Code - Telephone Number) **B. ACCOUNTANT IDENTIFICATION** 06830 (Zip Code) dbarnett@fulviollp.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB & COMPANY P.A (Name - if individual, state last, first, and middle name) 100 EAST SYBELIA AVENUE, SUITE# 130 MAITLAND (Address) (City) FL (State) 1839 32751 (Zip Code) 07/28/2004 l" of R,g;st,at;oo w;th PCAOB)(;f appHcable) **FOR OFFICIAL USE ON Ly** (PCAOB Reg;st,aUoo N,mbe,, ;f app.llcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** # I, RALPH DIFIORE , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of CHATSWORTH SECURITIES, LLC . as of DECEMBER 31 . 2 021 , is true and correct.…Read the full text as markdown