Full text of THOMPSON DAVIS & CO., INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE **COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/OO/YY AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Thompson Davis & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9030 Stony Point Parkway, Suite 100 | | (No. and Street) | | | | |-----------------------------------------------|---------------------------------------------------------------------------|---------------------------------------------|----------------------------|--| | Richmond | VA | | 23235 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | J. Elaine Altizer | 804-644-6381 | | ealtizer@thompsondavis.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Keiter | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4401 Dominion Blvd | Glen Allen | VA | 23060 | | | (Address) | (City) | (State} | (Zip Code) | | | 10/22/2003 | | 80 | | | | rte of Registration with PCAOB)llf appllcab~) | | (PCAOB Regl<t,ation N,mbe,, If applkabie) I | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, J. Elaine Altizer | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------…Read the full text as markdown