Full text of THOMPSON DAVIS & CO., INC.'s X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001017284 XXXXXXXX 008-49386 LIVE true true false 01-01-2018 12-31-2018 Broker-dealer N THOMPSON DAVIS & CO., INC. 15 SOUTH 5TH STREET RICHMOND VA 23219 Elaine Altizer 804-644-6381 Keiter 4401 Dominion Blvd. Glenn Allen VA 23060 Certified Public Accountant Elaine Altizer THOMPSON DAVIS & CO., INC. 12-31-2018 certain joint accounts, custodian accounts, trusteed IRA accounts of shareholders or similar types of accounts which are classified as customer accounts in accordance with Rule 15c3(a)(1) of the Securities and Exchange Act of 1934. Elaine Altizer CFO/FINOP/Secretary/Treasurer Y
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