Full text of THOMPSON DAVIS & CO., INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20S49** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUM BER | | | 8-49386 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** MM/ DD/VY MM/ DD/ VY **A. REGISTRANT IDENTIFICATION** # NAM E o F FIRM: Thompson Davis & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9030 Stony Point Parkway, Suite 100 | | (No. and Street) | | | | |----------------------------------------------|----------------------------------------------------------------------------|----------------------------|------------|--| | Richmond | VA | | 23235 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | J. Elaine Altizer | 804-644-6381 | ealtizer@thompsondavis.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Keiter | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4401 Dominion Blvd | Glen Allen | VA | 23060 | | | (Address) | (City) | (State I | (Zip Code) | |------------|-----------------------|----------|------------------------------------------| | 10/22/2003 | | 80 | | | | | | (PCAOB ,,.matio" Nombec, if applicable)I | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. #### Persons who are to respond to the collection of information contained in this form ere not required to respond unless the form displays e currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR **AFFIRMATION** | I, J. Elaine Alti…Read the full text as markdown