Full text of MCM SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # December 31, 2023 Financial Statements And Supplementary Information **With** Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM x .. 17A-S PART Ill** **SEC FILE NUMBER** 8-49496 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0110112023 | --------- | AND ENDING 1213112023<br>---------- | | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|---------------------------------------|--|--|--| | | MM/DD/VY | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: MCM Securities LLC | | | | | | | lYPE OF REGISTRANT (check all applicable boxes): | | | | | | | □<br>[!] Broker-dealer<br>□<br>Check here If respondent Is also an OTC derivatives dealer | □<br>Security-based swap dealer | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 99 Park Avenue - Suite 1560 | | | | | | | | (No. and Street) | | | | | | New York | NY | 10016 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael J. Del Giudice | (212) 218-4088 | mdelgludlce@mcmsecur1Ues.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | Frost, PLLC | | | | | | **425 Capitol Avenue - 3300 (Address) 12/21/2010 (Name - If lndlvldual, state last, first, end middle name) Little Rock** AR **(City) Little Rock (State) AR 72201 (Zip Code) 72201 PCAOB Re lstratlon Number, if a llcable FOR OFFICIAL USE ONLY** T .... \_,..,.. **with PCAOIIJl•** •!!!''""''' **<sup>g</sup>**pp **• Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent publlc accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CfR 240.17a-S(e)(1)(11), If applicable.** **Person…Read the full text as markdown