Full text of MCM SECURITIES LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## December 31, 2025 Financial Statements And Supplementary Information **With** Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | 0MB APPROVAL | | | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------|-------------------------------------------------|--| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20S49 | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | SEC Fl LE NUMBER | | | | FORM X-17A-S | | 8-49496 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 12/31/2025 | | | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | MM/0D/YY | | MM/DD/VY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: MCM Securities LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l:!:l Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 300 Jordan Road | | | | | | | {No. and Street) | | | | | TROY | NY | | 12180 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John A. Peterson | (518) 687-7300 | | jpeterson@mcmsecurities.com | | | {Name) | {Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLICACCOUNTANTwhose reports are contained in this filing* | | | | | | Frost, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 425 Capitol Avenue - | Suite 3300 Little Rock | | AR<br>72201 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/21/2010 | | 5348 | | | | | | {PCAOB , | I<br>. N,mbo,, ;1 •PPU"bl•I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be s…Read the full text as markdown