Full text of MCM SECURITIES LLC's X-17A-5 filed 2025-02-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ December 31, 2024 Financial Statements And Supplementary Information **With** Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 . Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-49496 | | ., | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | AND ENDING 12/31/2024 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: MCM Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l:!J Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 99 Park Avenue - | Suite 1560 | | | | | (No. and Street) | | | | New York | NY | | 10016 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | John A. Peterson | (518) 687-7300 | | jpeterson@mcmsecurities.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Frost, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 425 Capitol Avenue -<br>3300 | Little Rock | AR | 72201 | | (Address)<br>12/21/2010 | (City) | (State)<br>5348 | (Zip Code) | | rte of RegJ,t,.tloa with PO\OB)(lf appH~ble) | | | (PCAOB ReOstratloa N,mbe,, [fapplkab~)I | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances rel…Read the full text as markdown