Full text of UBS FUND SERVICES (USA) LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION UBS Fund Services (USA) LLC Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington; D.C. **20549** # ANNUAL REPORTS FORM X-17A-5 PARTIII | 0MB Number. 3235-0123 | |---------------------------| | Explres: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 008-49596 | | | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------------------------|-------------------------------------------|--| | Information Required Pursuant to Rule.s 17a-5, 17a-12, and lBa-7 under the Securities Exchange Art of 1934<br>AND ENDING 12/31/2025 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME oF FrRM: UBS Fund Services (USA) LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | | 10 State House Square 15TH Floor | | | | | | | {No. and Street) | | | | | Hartford | CT | | 06103 | | | (dty) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathleen Horan | 201-3528620 | | kathleen.horan@ubs.com | | | {Name) | (Area Code -Telephone Number) | {Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EY, Ernst & Young LLP | | | | | | | {Name -ifindividual, state last, first, and middle name) | | | | | One Manhattan West | New York | NY | 10001 | | | (Address)<br>10/20/2003 | (City) | {State)<br>42 | (Zip Code) | | | (Date of Re11:istration with PCAOBHif applicable) | | | (PCAOB Registration Number, if applicable | | | | FOR OFFIOAL USE ONLY | | | | | | | | | | ,. Claims for exemption from the requirement that the annual reports be covered by the reports of an independem public accountant must be supported by a statement of fa…Read the full text as markdown