UBS FUND SERVICES (USA) LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of UBS FUND SERVICES (USA) LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UBS FUND SERVICES (USA) LLC
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0001022465-19-000002
• CIK: 1022465
• File #: 8-49596
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Chicago, IL
• Contact: Karen Hu
• Phone: 312-525-6103
• Signed by: Karthleen Horan (FINOP Officer)

Document text (excerpt)

X-17A-5 0001022465 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N UBS FUND SERVICES (USA) LLC 10 STATE HOUSE SQUARE, 15TH FLOOR HARTFORD CT 06103-3604 Karen Hu 312-525-6103 Ernst & Young LLP 115 North Wacker Drive Chicago IL 60606 Certified Public Accountant Karthleen Horan UBS FUND SERVICES (USA) LLC 03-01-2018 Kathleen Horan FINOP Officer Y

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• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
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Original filing on SEC EDGAR (source of record)