UBS FUND SERVICES (USA) LLC X-17A-5 (2016-02-26) — Broker-dealer annual report

Full text of UBS FUND SERVICES (USA) LLC's X-17A-5 filed 2016-02-26 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UBS FUND SERVICES (USA) LLC
• Form: X-17A-5
• Filed: 2016-02-26
• Period: 2015-12-31
• Accession: 0001022465-16-000009
• CIK: 1022465
• File #: 8-49596
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Chicago, IL
• Contact: Kimberly Guerin
• Phone: 312-525-7129
• Signed by: John C Moore (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001022465 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N UBS FUND SERVICES (USA) LLC 10 STATE HOUSE SQUARE, 15TH FLOOR HARTFORD CT 06103-3604 Kimberly Guerin 312-525-7129 Ernst & Young LLP 155 N. Wacker Drive Chicago IL 60606 Certified Public Accountant John C Moore UBS FUND SERVICES (USA) LLC 12-31-2015 John C Moore Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)