HAYWOOD SECURITIES (USA) INC. X-17A-5 (2016-11-30) — Broker-dealer annual report

Full text of HAYWOOD SECURITIES (USA) INC.'s X-17A-5 filed 2016-11-30 (period 2016-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HAYWOOD SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2016-11-30
• Period: 2016-09-30
• Accession: 0001025827-16-000009
• CIK: 1025827
• File #: 8-49696
• Material weakness: Yes
• Auditor: Ernst & Young LLP
• Auditor location: Vancouver, A1
• Contact: Charles Dunlap
• Phone: 6046977108
• Signed by: Charles Dunlap (CHIEF FINANCIAL OFFICER)

Document text (excerpt)

X-17A-5 0001025827 XXXXXXXX 008-49696 LIVE true true true 10-01-2015 09-30-2016 Broker-dealer Y HAYWOOD SECURITIES (USA) INC. 200 BURRARD ST SUITE 700 VANCOUVER, BC A1 V6C 3L6 Charles Dunlap 6046977108 Ernst & Young LLP 700 West Georgia Street Vancouver A1 V7Y1C7 Certified Public Accountant Charles Dunlap HAYWOOD SECURITIES (USA) INC. 09-30-2016 CHARLES DUNLAP CHIEF FINANCIAL OFFICER Y

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• X-17A-5 — 2018-11-29
• X-17A-5 — 2017-11-29
• X-17A-5 — 2015-11-30
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-12-02

Original filing on SEC EDGAR (source of record)