Full text of HAYWOOD SECURITIES (USA) INC.'s X-17A-5 filed 2022-11-25 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # HAYWOOD SECURITIES (USA) INC # STATEMENT OF FINANCIAL CONDITION (IN U.S. DOLLARS) September 30, 2022 {1}------------------------------------------------ # Report of Independent Registered Public Accounting Firm 333 Seymour Street Vancouver, BC V6B 0A4 Grant Thornton LLP Suite 1600 To the Stockholder and Board of Directors of <sup>T</sup> +1 <sup>604</sup> <sup>687</sup> <sup>2711</sup> Haywood Securities (USA) Inc. F +1 604 685 6569 #### Opinion on the financial statement We have audited the accompanying statement of financial condition of Haywood Securities (USA) Inc. (the 'Company) as of September 30, 2022, and the related notes (collectively referred to as the 'financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of September 30, 2022 in conformity with accounting principles generally accepted in the United States of America. #### Basis for opinion This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are <sup>a</sup> public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respec<sup>t</sup> to the Company in accordance with the U S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. The Company is not required to have, nor were we engaged to perform an audit of its internal control over financial reporting. As par<sup>t</sup> of our audit we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Company's internal control over financial reporting. Accordingly, we express no such opinion. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on <sup>a</…Read the full text as markdown