HAYWOOD SECURITIES (USA) INC. X-17A-5 (2019-11-29) — Broker-dealer annual report

Full text of HAYWOOD SECURITIES (USA) INC.'s X-17A-5 filed 2019-11-29 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001025827 XXXXXXXX LIVE true false false 10-01-2018 09-30-2019 Broker-dealer N HAYWOOD SECURITIES (USA) INC. 200 BURRARD ST SUITE 700 VANCOUVER, BC A1 V6C 3L6 Cindy Wong 6046977466 Ernst & Young LLP 700 West Georgia Street, Suite 2300 Vancouver A1 V7Y1C7 Certified Public Accountant not resident in United States or any of its possessions BERNADETTE BANARES HAYWOOD SECURITIES (USA) INC. 09-30-2019 N/A BERNADETTE BANARES CHIEF FINANCIAL OFFICER Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)