Full text of SUNBELT SECURITIES, INC.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SUNBELT SECURITIES, INC. REPORT PURSUANT TO RULE 17a-5(d) DECEMBER 31 <sup>1</sup>2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-49748 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01101121 AND ENDING 12131121 ~~~~~~~~~ ~~~~~~~~~- MM/DD /YY MM/DD/VY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Sunbelt Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): ii Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2700 Post Oak Blvd. Suite 1700 Houston (City) (No. and Street) Texas (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 77056 (Zip Code} David Smetek 713.965.9510 david.smetek@sunbeltsecurit (Name) (Area Code- Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company 325 N. Saint Paul St., #3100 (Address) 09/18/03 (Name - if individual, state last, first, and middle name) Dallas (City) 169 TX (State) 75201 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, David Smetek | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------…Read the full text as markdown