Full text of SUNBELT SECURITIES, INC.'s X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SUNBELT SECURITIES, INC. REPORT PURSUANT TO RULE 17a-5(d) DECEMBER 31, 2022 {1}------------------------------------------------ | UNITED STATES | | | |------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | Washington, D.C. 20549 | | | OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: | 12 | |---------------------|----| | SEC FILE NUMBER | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0110112022 | ~~~~~~~~~- | AND ENDING 1213112022 | | -~~~~~~~~~- | |------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------------------------------| | | MM/DD/ Y Y | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Sunbelt Securities, Inc. | | | | | | ii Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2700 Post Oak Blvd, Ste 1700 | | | | | | | (No. and Street) | | | | | Houston | | TX | | 77056 | | (State)<br>(City) | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Smetek | 713.965.9510 | | | david.smetek@sunbeltsecurities.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 325 N. Saint Paul St, #3100 | Dallas | | TX | 75201 | | (Address) | (City) | | (State) | (Zip Code) | | 09/18/03 | | 169 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a stat…Read the full text as markdown