Full text of SUNBELT SECURITIES, INC.'s X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### SUNBELT SECURITIES, INC. #### REPORT PURSUANT TO RULE 17a-5(d) #### DECEMBER 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235·0123 | | | Explre.s: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-49748 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING Ol/Ol/24 | ~~~~~~~~~ | 3l/24<br>2/<br>AND ENDING l | ~~~~~~~~~- | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | MM/DD /Y Y | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Sunbelt Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>0 Security-based swap dealer<br>::J Check here If respondent is also an OTC derivatives dealer | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2700 Post Oak Blvd Ste 1700 | | | | | | | (No. and Street) | | | | | Houston | TX | | 77056 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Smetek | 713-965-9510 | | david.smetek@sunbeltsecurltles.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 325 North Saint Pail St. Ste 3100 | Dallas | TX | 75201 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/18/2003 | | 169 | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, if aoolicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the repons of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown