Full text of LIEBLONG & ASSOCIATES, INC.'s X-17A-5 filed 2023-12-26 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-49880 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 10/01/2022 | AND ENDING 09/30/2023 | |--------------------------------------------|-----------------------| |--------------------------------------------|-----------------------| MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_L\_i\_e\_b\_lo\_n\_g\_&\_A\_ss\_o\_c\_i\_a\_te\_s\_,\_l\_n\_c\_. \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): E!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10809 Executive Center Drive, Suite 117 | (No. and Street) | | | | |--------------------------------|------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------| | AR | | 72032 | | | (State) | | (Zip Code) | | | | | | | | 501-219-2003 | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | IL | 60423 | | | (City) | (State) | (Zip Code) | | | | 5376 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>of Reg;nrat;oo with PCAOB)(;f appHcabl•J | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP<br>(Name - if individual, state last, first, and middle name) | 'MWl \\ \CL~S e \ i t-b(o"~ o.SSo(.~~s • COM<br>(Email Address)<br>(PCAOB Reg;,tratioo N,mbec, tt applicable) I | \* Claims for exemption from the re…Read the full text as markdown