Full text of LIEBLONG & ASSOCIATES, INC.'s X-17A-5 filed 2024-12-26 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | |-----------------| |-----------------| #### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01/2023** AND ENDING **<sup>0</sup> <sup>9</sup> /30/2 <sup>0</sup> 24** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Lieblong & Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 10809 Executive Center Drive, Suite 117 | | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------|--| | | (No. and Street) | | | | | Little Rock | AR | | 72211 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mary Ellen Williams | 501-219-2003 | | mwilliams@lieblongassociates.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct. N. Ste 201 | Frankfort | IL | 60423 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/10/2010 | | 5376 | | | | t, of Reg;matlo, with PCAOB)lff applicable)<br>r | | | I<br>(PCAOB Reglstcatloo N,mbec, • applicable) | | **FOR OFFICIAL USE ONLY** " Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to th…Read the full text as markdown