Full text of LIEBLONG & ASSOCIATES, INC.'s X-17A-5/A filed 2020-12-03 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |-----------------------------|--|------------------|--|--| | OMB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | hours per response<br>12.00 | | | | | ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-49880 ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 10/01/2019 | | AND ENDING 09/30/2020 | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------| | | | MM/DD/YY | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Lieblong & Associates, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | 10809 Executive Center Drive, Suite 11 / | | | | | | | (No. and Street) | | | | | Little Rock | AR | | 72211 | | (Cily) | | (State) | | (Zip Code) | | Mary Ellen Williams | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | 501-219-2003 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9645 W. Lincolnway Lane, Ste 214A Frankfort | | - | 60423 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be evered by the opinion of an independent public accommunt must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.77a-5(c)(2) > P…Read the full text as markdown