Full text of VALIC FINANCIAL ADVISORS, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VALIC** Financial Advisors, Inc. Financial Statements and Supplemental Schedules December 31, 2021 {1}------------------------------------------------ # **VALIC Financial Advisors, Inc. Index December 31, 2021** | Page(s) | |---------------------------------------------------------------------------------------------------------------------------------------------------| | Report of Independent Registered Public Accounting Firm 1 | | Financial Statements | | Statement of Financial Condition 2 | | Statement of Operations 3 | | Statement of Changes in Stockholder's Equity 4 | | Statement of Cash Flows 5 | | Notes to Financial Statements 6-14 | | Supplemental Schedules | | Schedule I - Computation of Net Capital Under Rule 15c3-1 of the<br>U.S. Securities and Exchange Commission 15 | | Schedule II - Computation of Determination of Reserve<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 16 | | Schedule Ill - Information Relating to Possession or Control<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 17 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-50018 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ____<br>O~l/_0-1/_2_1 | __<br>AND ENDING | ___ | __<br>1_2_/3_1_/2_1<br>_ | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|--------------------------------|--------------------------|--| | | MM/DD/VY | | | MM/DD/YY | | | | A. ~EGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | VALIC Financial Advisors, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>QI Broker-dealer<br>• Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2929 Allen Parkway | | | | | | | | (No. and Street) | | | | | | Hous…Read the full text as markdown