Full text of VALIC FINANCIAL ADVISORS, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VALIC Financial Advisors, Inc.** **Financial Statements and Supplemental Schedules December 31, 2022** {1}------------------------------------------------ | Report of Independent Registered Public Accounting Firm 1 | |--------------------------------------------------------------------------------------------------------------------------------------------------| | Financial Statements | | Statement of Financial Condition 2 | | Statement of Operations 3 | | Statement of Changes in Stockholder's Equity 4 | | Statement of Cash Flows 5 | | Notes to Financial Statements 6-14 | | Supplemental Schedules | | Schedule I - Computation of Net Capital Under Rule 15c3-1 of the<br>U.S. Securities and Exchange Commission 15 | | Schedule II - Computation of Determination of Reserve<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 16 | | Schedule III - Information Relating to Possession or Control<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 17 | **Page(s)** {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANN UAL REPORTS | | | | | |-----------------|--|--|--|--| | FORM X-17A-5 | | | | | | PART Ill | | | | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | |---------|-----------------| | 8-50018 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ **0\_1\_/\_0\_1\_/\_2\_2\_** AND ENDING \_\_\_ **1\_ \_/\_3 2 \_1\_/\_2\_2\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: VALIC Financial Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2929 Allen Parkway (No. and Street) Houston TX 77019 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Cindy Burnette 713-831-4132 cindy.burnette@aig.com (Name) {Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP (Name -if individual, state last, first, and middl…Read the full text as markdown