Full text of VALIC FINANCIAL ADVISORS, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VALIC Financial Advisors,** Inc. Financial Statements and Supplemental Schedules December 31, 2023 {1}------------------------------------------------ ## **VALIC Financial Advisors, Inc. Index December 31, 2023** | Page(s) | | |---------|--| | | | | Report of Independent Registered Public Accounting Firm 1 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | Financial Statements | | | | | | Statement of Financial Condition 2 | | | | | | Statement of Operations 3 | | | | | | Statement of Changes in Stockholder's Equity 4 | | | | | | Statement of Cash Flows 5 | | | | | | Notes to Financial Statements 6-14 | | | | | | Supplemental Schedules | | | | | | Schedule I -<br>Computation of Net Capital Under Rule 15c3-1 of the<br>U.S. Securities and Exchange Commission 15 | | | | | | Schedule II -<br>Computation of Determination of Reserve<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 16 | | | | | | Schedule Ill -<br>Information Relating to Possession or Control<br>Requirements Under Rule 15c3-3 of the U.S. Securities and Exchange Commission 17 | | | | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-50018 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: VALIC Financial Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 2929 Allen Parkway | | (No. and Street) | | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown