Full text of FOUR POINTS CAPITAL PARTNERS LLC's X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | PUBLIC | | |--|--|--------|--| | | | | | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8--50162 ## **ANNUAL Rf PORTS FORM** X-17A-5 **PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/21 | AND ENDING | _______<br>12/31/21<br>_ | | | |-----------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------------|-----------------------------------------|--|--| | | MM/DO/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF<br>FIRM: | _________________________<br>Four Points Capital Partners LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>liJ Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 55A E. Rfdgewoood Ave. | | | | | | | | (No. and Street) | | | | | | Ridgewood | NJ | | 07450 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | J. Clarke Gray | 917-238-1263 | | Clarke@taylorgrayllc.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | Ohab & Company, PA | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 100 E. Sybelia Avenue | Maitland | FL | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 07/28/04 | | 1839 | | | | (Date of Reaistratlon with PCAOB)(lf aoollcable) (PCAOB Realstratlon Number. If aoolfcable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(H), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form…Read the full text as markdown