Full text of FOUR POINTS CAPITAL PARTNERS LLC's X-17A-5 filed 2023-04-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** PUBLIC **Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5** | ANNUAL REPORTS | | | | | SEC FILE NUMBER | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------|----------|-------------------------------------------|--| | FORM X-17A-5 | | | | 8-50162 | | | | | PART Ill | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_2 | ___<br>AND ENDING _12_/_3_1_/2_2<br>MM/DD/VY | | ___<br>_ | | | | | | | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | __<br>NAME oF FIRM: | F_o_u_r_P_o_i_nt_s_C_a_p_i_ta_l _P_a_rt_n_e_rs_L_L_C | | ______ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here If respondent ls also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 55A E. Ridgewood Ave. | | | | | | | | | (No. and Street) | | | | | | | Ridgewood, | | N.J. | | | 07450 | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | J. Clarke Gray | 917-238-1263 | | clarke@taylorgrayllc.com | | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ohab & Company, P.A. | | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | 100 E. Sybelia Avenue | | Maitland | | FL | 32751 | | | (Address)<br>07/28/04 | (City) | | (State) | | (Zip Code)<br>1839 | | | Ir | | | | | (PCAOB Rogi,tration Numbe,, If appl<abk,J | | | of Regotration wOh PCAOBJI• applkabk,J | FOR OFFICIAL USE ONLY | | | | I | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circu…Read the full text as markdown