Full text of FOUR POINTS CAPITAL PARTNERS LLC's X-17A-5 filed 2024-04-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235..0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: I 2 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response:<br>I 2 | | |----------------------------|--| | | | | SEC FILE NUMBER | | | 8-50162 | | | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | AND ENDING 12/31 /23 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Four Points Capital Partners LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 55A E. Ridgefield Ave. | | | | | | (No. and Street) | | | | Ridgefield | NJ | | 07450 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | J. Clarke Gray | 917-238-1263<br>clarke@taylorgrayllc.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Company, P.A. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E. Seybelia Ave, | Maitland, | FL | 32751 | | (Address} | (City} | (State) | (Zip Code) | | 07/28/04 | | 1839 | | | Ir<br>of 1'tratton with PCAOB)l"'~kablel FOR OFACAL USE ONLY | | | (PCAOB -,;on Numb-,• •~<•b~II | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown