Full text of SALEM PARTNERS, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | 0MB APPROVAL | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|-------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART Ill | | 8-50241 | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING | ____<br>2_1<br>O_l_O_l_ | __<br>AND ENDING | ____<br>__<br>_<br>1_2/_3_1/_2_1 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | ____<br>NAME OF FIRM: | S_AL_E_M_P_A_R_T_NE_ R_;S,'-L_L_C | | _______________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Ill Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | | | | D Check here If respondent is also an OTC derivatives dealer | | | | | | | | | | | | 11111 SANT A MONICA BL VD, SUITE 2250 | | | | | | | (No. and Street) | | | | | LOS ANGELES | CA | | 90025 | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | GKAMANGAR@SALEMP ARTNERS.COM | | | GOLI KAMANGAR | 310-806-4213<br>(Area Code - Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | P ARB ER HASS HURLEY LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 9301 OAKDALE A VE, STE 230 | CHATSWORTH | CA | 91311 | | | | (City) | (State) | (Zip Code) | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>{Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Address)<br>10/22/2003 | | 223 | (PCAOB Regi<catloa Nombe,, If appJ;cable) I | | | l"<br>of Reglmatioa .;th PCAOB)Uf applicable) | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-S(e)(l)(ii), If applicable. Persons who are to respond t o the collection of inf…Read the full text as markdown