Full text of SALEM PARTNERS, LLC's X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM x .. 11A-S PART Ill FACING **PAGE** nue 0MB Number: **3235-0123** Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER a .. 50241 Information Required Pursuant to Rules 17a-5~ 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 AND ENDING 12/31 /25 MM/DD/YY MM/DD/YV A. REGISTRANT IDENTIFICATION NAME OF FIRM: SALEM PARTNERS, LLC TYPE OF REGISTRANT (check all applicable boxes): 13 Broker-dealer D Security-based swap dealer O Major security-based swap participant □ Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 11111 SANTA MONICA BLVD, STE 2250 (No. and Street) LOS ANGELES CA 90025 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING GOLi KAMANGAR 310-806-4213 GKAMANGAR@SALEMPARTNERS.COM (Name) (Area Code-Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing• FARBER HASS HURLEY LLP (Name-If individual, state last, first, and middle name) 9301 OAKDALE AVE, STE 230 CHATSWORTH CA 91311 (Address) (City) (State) (Zip Code) 10/22/2003 223 (Date of ReRistratlon with PCAOB)(lf appllcablel (PCAOB Registration Number. If aoollcablel FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relfed on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1J(il), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unle11 the form displays a currently valid 0MB control numbor. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, STEPHEN PROUGH | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------|---------------------------------------------------------------------| | financial r¥.ort f!ertalnlng to the firm of SALEM PARTNERS, LLC | as of | DECEMBER 31 2~ Is true and correct. I further swear (or affirm) that neltherthe company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest I…Read the full text as markdown