Full text of SALEM PARTNERS, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D,C, 20549 | # **ANNUAL REPORTS FORM X-17A-5 PART 111** | QMB APPROVAL | | |--------------------------|--| | 0MB Number: 3235•0123 | | | Expires: Nov, 30, 2026 | | | Estimated average burden | | | hout's per response: 12 | | | | | | SEC Fl LE NUMBER | | |------------------|--| | 8-50241 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------| | FILING FOR THE PERIOD BEGINNING 0 1 /Q 1 /23 | | AND ENDING 12/31 /23 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFIRM: SALEM PARTNERS, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[,J Broker-dealer<br>D Check here\( respondent Is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 11111 SANTA MONICA BLVD, STE 2250 | | | | | | (No, and Street) | | | | LOS ANGELES | CA | | 90025 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | GOLi KAMANGAR | 310-806-4213 | | GKAMANGAR@SALE~IPARTNERS.GOi\\ | | (Name) | (Area Code -Telephone Number) | | (Email Addres,) | | | B, ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing*<br>FARBER HASS HURLEY LLP | | | | | | (Name- If Individual, state last, first, and middle name) | | | | 9301 OAKDALE AVE, STE 230 CHATSWORTH | | CA | 91311 | | (Address) | (City) | (State) | • (Zip Code) | | 10/22/2003 | | 223 | | (Date of Registration with PCAOB)(lf annllcable) (PCAOB Registration Number, If appllcable) **FOR OFFICIAL USE ONLY** \* Clalms for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and clrctimstances reHed on as the basis of the exemption. See 17 CFR 240,17a-S(e)(l)III), lfappllcable,…Read the full text as markdown