Full text of CAPITAL ONE SECURITIES, INC.'s X-17A-5 filed 2017-02-16 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001048281 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N CAPITAL ONE SECURITIES, INC. 201 ST. CHARLES AVENUE SUITE 1830 NEW ORLEANS LA 70170 Jennifer Bosso 504-593-6149 Keiter 4401 Dominion Boulevard Glen Allen VA 23060 Certified Public Accountant Pierre E. Conner, III CAPITAL ONE SECURITIES, INC. 12-31-2016 Pierre E. Conner, III President Y
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