Full text of CAPITAL ONE SECURITIES, INC.'s X-17A-5 filed 2018-02-21 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001048281 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N CAPITAL ONE SECURITIES, INC. 201 ST. CHARLES AVENUE SUITE 1830 NEW ORLEANS LA 70170 Gabrielle Halprin 5045337377 Keiter 4401 Dominion Blvd. Glen Allen VA 23060 Certified Public Accountant Pierre E. Conner, III CAPITAL ONE SECURITIES, INC. 12-31-2017 Not applicable Pierre E. Conner, III President Y
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