Full text of FAMILY MANAGEMENT SECURITIES, LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION (WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM) DECEMBER 31 , 2021 {1}------------------------------------------------ | | UNITED STATES | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|-------------------------------------------------|---------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | 0MB APPROVAL | | | | Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-S | | | | SEC FILE NUMBER | | | | PART Ill | | 8-50618 | | | | REPORT FOR THE PERIOD BEGINNING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/<br>2021 | 12/31/2021<br>AND ENDING | | | | | | MM/DD/VY | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Family Management Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all appl icable boxes):<br>129Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | OSecurity-based swap dealer | DMajor security-based swap participant | | | | | 485 Madison Avenue, 191<br>h Floor | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10022 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Andrea Tessler | 212-872-6320 | | ATessler@FamilyManage.com | | | | (Name} | | (Area Code - Telephone Number} | | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Eisner Amper LLP | | | | | | | | (Name - if individual, state last, first, middle name} | | | | | | 733 Third Avenue | New York | NY | | 10017 | | | (Address) | (City) | (State) | | (Zip Code) | | | 09/29/2003<br>(Date of Registration with PCAOB)(if a…Read the full text as markdown