Full text of FAMILY MANAGEMENT SECURITIES, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | |------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | | | | | | | Estimated average burden | | | | | | hours per response…<br>12 | | | | ANNUAL<br>REPORTS | | | | | | FORM<br>X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 8-50618 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2024<br>AND ENDING | | 12/31/2024 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Family Management Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ցBroker-dealer | տ Security-based swap dealer | տ Major security-based swap participant | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 155 East 44th Street, 21st Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Andrea Tessler | 212-872-9620 | | atessler@familymanage.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | New York | NY | 10017 | | | | (City) | (State) | (Zip Code) | | | | | | 274 | | | Eisner Amper LLP<br>733 Third Ave<br>(Address)<br>09/29/2003<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to re…Read the full text as markdown