Full text of FAMILY MANAGEMENT SECURITIES, LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION (WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM) DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | Washington, D.C. 20549 | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | | | | FORM<br>X-17A-5 | | SEC FILE NUMBER | | | PART III | | 8-50618 | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING<br>MM/DD/YY | 12/31/2022<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | NAME OF FIRM: Family Management Securities, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>155 East 44th<br>Street, 21st<br>Floor | Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | Major security-based swap participant | | | | (No. and Street) | | | | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Andrea Tessler<br>(Name) | 212-872-9620<br>(Area Code – Telephone Number) | | ATessler@FamilyManage.com<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Eisner Amper LLP | | | | | | (Name – if individual, state last, first, middle name) | | | | 733 Third Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/29/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 274<br>(PCAOB Registration Number, if applicable) | Persons who are to respond to the collection of information contained in this form are not required to resp…Read the full text as markdown