Full text of TERRANOVA CAPITAL EQUITIES, INC.'s X-17A-5 filed 2022-08-26 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ TerraN ova Capital Equities, Inc. Financial Statements December 31, 2021 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-50973 | Information Required Pursuanto Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|--------------------------------------------|--------------------|--|--| | | | | 1 f21<br>AND ENDING 12 f3 | | | | | FILING FOR THE PERIOD BEGINNING 01 /01 /21 | | ---------<br>MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAMEoF FIRM: TerraNova Capital Equities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>iii!! Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 420 Lexington Avenue, Suite 1402 | | | | | | | | | (No. and Street) | | | | | | | New York | | NY | | 10170 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Peter Gelb | 212-381-7393 | | | pgelb@terracap.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alvarez & Associates, Inc. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | California 91324 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 10/16/2018 | | | 6517 | | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an indep…Read the full text as markdown