Full text of TERRANOVA CAPITAL EQUITIES, INC.'s X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **TerraNova Capital Equities, Inc.** **Financial Statements** **December 31, 2022** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | |---------------------------| | | | SEC FILE NUMBER | | 8-50973 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 1 /01 | /22 | AND ENDING 12/31 | /22 | |-----------------------------------------|-----|------------------|-----| | | | | | MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: TerraNova Capital Equities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Ii! Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 420 Lexington Avenue, Suite 1402 | | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------|----------|------------------------------------------------------------|-----------------|----------------------------------------------| | | New York | NY | | 10170 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Peter Gelb | | 212-381-7393 | | pgelb@terracap.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | (Name - if individual, state last, first, and middle name) | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | FL | 32751 | | (Address) | | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | | 1839 | | | (rt•<br>of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ON Ly | | (PCAOB Registration Number, if applicable) I | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e}(l}(ii), if applicable. Persons who are to respond to t…Read the full text as markdown