Full text of TERRANOVA CAPITAL EQUITIES, INC.'s X-17A-5 filed 2024-04-19 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | CONFIDENTIAL | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | TREATMENT | | | hours per response: 12 | | | | | REQUESTED | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-50973 | | | | | | PART Ill | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | AND ENDING 12/31 /23 | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: TerraNova Capital Equities, Inc. | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | C!:I Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 420 Lexington Avenue Suite 1402 | | | | | | | | (No. and Street) | | | | | | | | | | | | | | | New York | | NY | 10170 | | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Peter Gelb | 212-381-7393 | | pgelb@terracap.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 100 E SYBELIAAVENUE, SUITE 130 MAITLAND | | FL<br>32751 | | | | | (Address) | (City) | | (Zip Code)<br>(State) | | | | | JULY 28, 2004 | | 1839 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | |…Read the full text as markdown