Full text of THOMAS CAPITAL GROUP, INC.'s X-17A-5 filed 2026-05-14 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report on Audit of Financial Statements and Supplementary Information As of and for the Year Ended March 31, 2026 {1}------------------------------------------------ Contents | As of and for the Year Ended March 31, 2026 | | | | | | |---------------------------------------------|--------------------------------------------------------------------------------------------------------------------|-------------|--|--|--| | | Report of Independent Registered Public Accounting Firm | 1 | | | | | | Financial Statements | | | | | | | Statement of Financial Condition | 2 | | | | | | Statement of Operations | 3 | | | | | | Statement of Changes in Stockholders' Equity | 4 | | | | | | Statement of Cash Flows | 5 | | | | | | Statement of Changes in Liabilities Subordinated to the Claims of General Creditors | 6 | | | | | | Notes to Financial Statements | 7. 8. 9. 10 | | | | | Supplementary Information | | | | | | | | Schedule I - Schedule of Computation of Net Capital Under Rule 15c3-1 of<br>the Securities and Exchange Commission | 11 | | | | | | Schedule II - Computation for Determination of Reserve Requirement<br>Pursuant to SEC Rule 15c3-3 | 12 | | | | | | Schedule III - Information Relating to Possession or Control Requirements<br>Under SEC Rule 15c3-3 | 13 | | | | | | Report of Independent Registered Public Accounting Firm on Exemption Provisions | 14 | | | | | | Exemption Report | 15 | | | | {2}------------------------------------------------ # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DCPA To The Board of Directors and the Stockholders of Thomas Capital Group, Inc.: # Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Thomas Capital Group, Inc. (the "Company") as of March 31, 2026, the related statements of operations, changes in stockholders' equity, changes in subordinated liabilities to the claims of general creditors, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of March 31, 2026, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States. # Basis for Opinion These financial statements are the responsibility of the Company's management. Our respon…Read the full text as markdown