Full text of THOMAS CAPITAL GROUP, INC.'s X-17A-5 filed 2024-04-25 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-50986 | | | | (No. and Street) | | | |----------------------------------------------|--------------------------------|---------------------------|--| | Gig Harbor | WA | 98335 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stephen Myott | (253) 777-4477 | sjmyott@thomascapital.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | (Name - if individual, state last, first, and middle name) | | | | |---------------------------------------------------|------------------------------------------------------------|------|---------|--------------------------------------------| | 1999 AVENUE OF THE STARS, SUITE 1100 CENTURY CITY | | | CA | 90067 | | (Address) | (City) | | (State) | (Zip Code) | | 9/15/2020 | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **Report on Audit of Financial Statements and Supplementary Information** **As of and for the Year Ended March 31, 2024** {3}------------------------------------------------ ## **Contents** As of and for the Year Ended March 31, 2024 Report of Independent Registered Public Accounting Firm 1 **Financial Statements** Statement of Financial Condition 2 Statement of Operations 3 Statement of Changes in Stockholders' Equity 4 Statement of Cash Flows 5 Notes to Financial Statements 6, 7, 8, 9, 10 **Supplementary Information** Schedule I - Schedule of Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission 11 Schedule II - Computation for Determination of Reserve Requirement 12 Pursuant to SEC Rule 15c3-3 Schedule III - Information Relating to Possession or Control Requirements 13 Under SEC Rule 15c3-3 Report of Independent Registered Public Accounting Firm on Exemption Provisions 14 Exemption Report 15 {4}------------------------------------------------ # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** DCPA To The Board of Directors and the Stockholders of Thomas Capital Group, Inc.: # **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Thomas Ca…Read the full text as markdown